Stephen Stravolo
Stephen Stravolo is a PFS-designated registered investment advisor at LPL Financial LLC, based in Spartanburg, SC, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
775 Spartan Blvd Ste 105, Spartanburg, SC, 29301-1370
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Regulatory History (2)
Customer Dispute
November 2011Customer Dispute
January 2008Other Business ActivitiesSells Insurance
Stephen co-owns S & S Properties, a real estate rental business, and dedicates minimal time to it. He also operates Stravolo Wealth Management as a DBA for his LPL business and as a Registered Investment Advisor, spending about 10-20% of his time on financial planning and consulting services. Stephen also sells term, long-term care, and whole life insurance through AdvisorNet Insurance, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Stravolo Wealth Management, LLC
Previous Registrations
Stravolo Wealth Management, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Ic Advisory Services, INC.
The Investment Center, INC.
The Investment Center, INC.Broker
Usallianz Securities, INC.Broker
Ameritas Investment CORP.Broker
Usallianz Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.