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Stephen Stravolo

LPL Financial LLC
24 Years of Experience
Greer, SC
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Stephen Stravolo is a PFS-designated registered investment advisor at LPL Financial LLC, based in Greer, SC, with 24 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

34 Parkway Commons Way, Greer, SC, 29650

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Denied
Customer Dispute
January 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen co-owns S & S Properties, a real estate rental business, and dedicates minimal time to it. He also operates Stravolo Wealth Management as a DBA for his LPL business and as a Registered Investment Advisor, spending about 10-20% of his time on financial planning and consulting services. Stephen also sells term, long-term care, and whole life insurance through AdvisorNet Insurance, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
May 2023 - Present · 3 yrs 5 mos
LPL Financial LLCBroker
May 2023 - Present · 3 yrs 5 mos
Stravolo Wealth Management, LLC
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Stravolo Wealth Management, LLC
October 2011 - December 2017 · 6 yrs 2 mos
Cetera Advisor Networks LLC
July 2006 - May 2023 · 16 yrs 10 mos
Cetera Advisor Networks LLCBroker
July 2006 - May 2023 · 16 yrs 10 mos
Ic Advisory Services, INC.
June 2006 - August 2006 · 2 mos
The Investment Center, INC.
September 2005 - June 2006 · 9 mos
The Investment Center, INC.Broker
July 2005 - August 2006 · 1 yr 1 mo
Usallianz Securities, INC.Broker
October 2002 - August 2005 · 2 yrs 10 mos
Ameritas Investment CORP.Broker
April 2002 - October 2002 · 6 mos
Usallianz Securities, INC.Broker
January 2002 - April 2002 · 3 mos
State Registrations19 states
AKARAZCACOFLGAIAINLAMINCNJNVOHPASCTNUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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