Gregg Waller
Gregg Waller is a registered investment advisor at Duncan Financial Planning Advisors, based in Antioch, TN, with 16 years of industry experience. Gregg operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 2 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Location
Antioch, TN
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregg is an advisory representative of a registered investment advisor, an independent insurance agent, an advisory representative for Duncan Financial Planning Advisors, an agent for travel/transportation services, and a vice president for Nashville Private Wealth Management. He dedicates nearly full-time hours to Nashville Private Wealth Management and about half his time to travel/transportation services.
Employment History
Current Registrations
Duncan Financial Planning Advisors
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Duncan Financial Planning Advisors
Duncan Financial Planning Advisors
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Waddell & Reed
Waddell & ReedBroker
Woodbury Financial Services, INC.Broker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
PFS Investments INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.