PD
PD

Pearl Duponte

24 Years of Experience
Honolulu, HI
Broker

Pearl Duponte is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Honolulu, HI, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

999 Bishop St, Fl 2, Honolulu, HI, 96813

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Pearl works as an associate/employee at First Hawaiian Bank and First Hawaiian Advisors, dedicating about half of her time to each role. Her duties involve servicing clients via call center, supporting advisors, and referring new prospects.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2021 - Present · 4 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2017 - Present · 9 yrs
Previous Registrations
Bancwest Investment Services, INC.Broker
September 2008 - May 2017 · 8 yrs 8 mos
Uvest Financial Services Group, INC.Broker
September 2005 - August 2008 · 2 yrs 11 mos
Bancwest Investment Services, INC.Broker
January 2002 - September 2005 · 3 yrs 8 mos
State Registrations2 states
CAHI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Pearl Duponte - Financial Advisor | TrueAdvisor