JI
ChFC
JI
ChFC

John Keener

24 Years of Experience
Orland Park, IL
1 DisclosureBrokerSells Insurance

John Keener is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Orland Park, IL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

11532 W 183rd Pl Unit Se, Orland Park, IL, 60467

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Other Business ActivitiesSells Insurance

John sells non-variable insurance through Wall Street Wealth Management, dedicating minimal time. He also operates under a DBA for his LPL business and has a business entity for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2019 - Present · 6 yrs 8 mos
LPL Financial LLC
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Fsc Securities CorporationBroker
September 2015 - October 2019 · 4 yrs 1 mo
Fsc Securities Corporation
September 2015 - October 2019 · 4 yrs 1 mo
Metlife Securities INC.
May 2006 - September 2015 · 9 yrs 4 mos
Metlife Securities INC.Broker
June 2004 - September 2015 · 11 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
June 2004 - July 2007 · 3 yrs 1 mo
First Investors CorporationBroker
January 2002 - June 2004 · 2 yrs 5 mos
State Registrations16 states
AZCOFLILINKYMIMONCOHOKSCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.