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Harold Hellen
24 Years of Experience
Dodgeville, WI
2 DisclosuresBrokerSells Insurance
Harold Hellen is a registered investment advisor, based in Dodgeville, WI, with 24 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold.
Location
120 South Iowa St., Dodgeville, WI, 53533
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2025Denied
Customer Dispute
April 2020Withdrawn
Other Business ActivitiesSells Insurance
Harold is an independent insurance agent for various companies since 2007, dedicating a few hours per week to this activity. He also owns rental property since 2011 and is an advisory representative of a registered investment advisor, spending a significant amount of time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2018 - Present · 8 yrs
Cambridge Investment Research, INC.Broker
October 2018 - Present · 8 yrs
Previous Registrations
Harbour Investments, INC.
January 2008 - October 2018 · 10 yrs 9 mos
Harbour Investments, INC.Broker
January 2007 - October 2018 · 11 yrs 9 mos
American General Securities IncorporatedBroker
April 2005 - December 2006 · 1 yr 8 mos
Horace Mann Investors INCBroker
February 2002 - March 2005 · 3 yrs 1 mo
State Registrations17 states
ALAZCOFLIAILKYMIMNMTNMNVNYOHOKTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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