KL
KL

Karen Lincks

16 Years of Experience
Louisville, KY
Broker

Karen Lincks is a registered investment advisor at Raymond James & Associates, INC., based in Louisville, KY, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4969 Us Hwy 42, Suite 1600, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karen is an Independent Beauty Consultant with Mary Kay Cosmetics since 2018, selling cosmetics and skincare. This takes about 10-20% of her time and does not occur during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2023 - Present · 3 yrs 3 mos
Raymond James & Associates, INC.Broker
June 2023 - Present · 3 yrs 3 mos
Previous Registrations
Morgan Stanley
November 2020 - May 2023 · 2 yrs 6 mos
Morgan StanleyBroker
November 2020 - May 2023 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLC
October 2009 - October 2020 · 11 yrs
Wells Fargo Clearing Services, LLCBroker
March 2009 - October 2020 · 11 yrs 7 mos
State Registrations2 states
INKY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.