Susan Sandhu is a registered investment advisor at Morgan Stanley, based in Beavercreek, OH, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4380 Buckeye Lane, Suite 200, Beavercreek, OH, 45440
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2018 - Present · 8 yrs
Morgan StanleyBroker
May 2018 - Present · 8 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2016 - September 2016 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2016 - September 2016 · 3 mos
Morgan Stanley
June 2009 - July 2014 · 5 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2014 · 5 yrs 1 mo
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
Wachovia Securities, LLC
January 2007 - April 2008 · 1 yr 3 mos
Wachovia Securities, LLCBroker
July 2005 - April 2008 · 2 yrs 9 mos
Banc One Securities CorporationBroker
June 2004 - June 2005 · 1 yr
Wachovia Securities, LLCBroker
January 2004 - June 2004 · 5 mos
State Registrations48 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.