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Nicholas Giallourakis

24 Years of Experience
Clearwater, FL
4 DisclosuresBroker

Nicholas Giallourakis is a registered investment advisor at Nfsg Corporation, based in Clearwater, FL, with 24 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,096 clients with $1.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee of up to 2% based on assets under management, with a minimum annual charge of $250.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Clearwater, FL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2022
Settled
Customer Dispute
October 2015
Settled
Customer Dispute
August 2013
Settled
Customer Dispute
June 2013
Settled
Employment History
Current Registrations
Nfsg Corporation
July 2016 - Present · 10 yrs 3 mos
Newbridge Securities Corporation
June 2016 - Present · 10 yrs 4 mos
Newbridge Securities CorporationBroker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Vsr Advisory Services
September 2004 - June 2016 · 11 yrs 9 mos
Vsr Financial Services, INC.Broker
August 2004 - June 2016 · 11 yrs 10 mos
Raymond James & Associates, INC.Broker
April 2002 - August 2004 · 2 yrs 4 mos
State Registrations13 states
CACOFLGAMAMDNCNVNYOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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