Zoe Ng
Zoe Ng is a registered investment advisor at Independent Financial Group, LLC, based in Pleasanton, CA, with 23 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
4305 Hacienda Dr., Ste. 360, Pleasanton, CA, 94588
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Zoe is a notary public, co-owns real estate with her spouse, and is an officer of Lee Ng & Associates, a DBA used for marketing. She is also a licensed insurance agent offering life and fixed insurance, and owns rental property; the DBA takes nearly full-time hours, while the other activities take minimal to a few hours per week.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
National Planning CorporationBroker
State Registrations6 states
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