Martin Truax

54 Years of Experience

Atlanta, GA

1 DisclosureBroker

Martin Truax is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 54 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

5669 advisors

IM Fee

Planning only

Assets Under Management

$501.0B

Fee Structure

Investment management only (planning not offered)

Hourly Rate:Up to $400/hr

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Location

1100 Abernathy Road Ne, Building 500; Suite 1850, Atlanta, GA, 30328

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 1998

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Martin is the CEO of Chota Falls LLC, overseeing the business with his wife since 2001. He dedicates about 10-20% of his time to this business, with a few hours per week during trading hours.

Employment History

Current Registrations

Raymond James & Associates, INC.

February 2013 - Present · 13 yrs 3 mos

Raymond James & Associates, INC.

February 2013 - Present · 13 yrs 3 mos

Raymond James & Associates, INC.Broker

February 2013 - Present · 13 yrs 3 mos

Previous Registrations

Morgan Keegan & Company, INC.

January 2001 - February 2013 · 12 yrs 1 mo

Morgan Keegan & Company, INC.Broker

January 2001 - February 2013 · 12 yrs 1 mo

Salomon Smith Barney INC.Broker

July 1993 - January 2001 · 7 yrs 6 mos

Lehman Brothers INC.Broker

January 1985 - July 1993 · 8 yrs 6 mos

Colonial Equities CorporationBroker

January 1981 - February 1985 · 4 yrs 1 mo

First Southeastern CompanyBroker

September 1979 - December 1980 · 1 yr 3 mos

Shearson Loeb Rhoades INC.Broker

November 1977 - November 1979 · 2 yrs

Shearson Hayden Stone INC.Broker

November 1976 - November 1977 · 1 yr

Shearson Hayden Stone INC.Broker

November 1974 - November 1976 · 2 yrs

Shearson, Hammill & CO., IncorporatedBroker

February 1972 - November 1974 · 2 yrs 9 mos

State Registrations51 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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