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Martin Truax

Raymond James & Associates, INC.
54 Years of Experience
Atlanta, GA
1 DisclosureBroker
View SEC Summary
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Martin Truax is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 54 years of industry experience. Martin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1100 Abernathy Road Ne, Building 500; Suite 1850, Atlanta, GA, 30328

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Martin is the CEO of Chota Falls LLC, overseeing the business with his wife since 2001. He dedicates about 10-20% of his time to this business, with a few hours per week during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2001 - February 2013 · 12 yrs 1 mo
Morgan Keegan & Company, INC.Broker
January 2001 - February 2013 · 12 yrs 1 mo
Salomon Smith Barney INC.Broker
July 1993 - January 2001 · 7 yrs 6 mos
Lehman Brothers INC.Broker
January 1985 - July 1993 · 8 yrs 6 mos
Colonial Equities CorporationBroker
January 1981 - February 1985 · 4 yrs 1 mo
First Southeastern CompanyBroker
September 1979 - December 1980 · 1 yr 3 mos
Shearson Loeb Rhoades INC.Broker
November 1977 - November 1979 · 2 yrs
Shearson Hayden Stone INC.Broker
November 1976 - November 1977 · 1 yr
Shearson Hayden Stone INC.Broker
November 1974 - November 1976 · 2 yrs
Shearson, Hammill & CO., IncorporatedBroker
February 1972 - November 1974 · 2 yrs 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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