Mark Whitley is a registered investment advisor, based in Concord, NC, with 24 years of industry experience.
Location
871 Church Street N, Fl 2, Concord, NC, 28025
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is on the advisory board for Park Creek HOA, dedicating minimal time. He also works as an associate/employee at both Pinnacle Asset Management and Pinnacle Financial Partners, spending about half his time at each managing client assets.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Synergy Investment Group, LLC
Synergy Investment Group, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.