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Charles Norwood

23 Years of Experience
Birmingham, AL
Broker

Charles Norwood is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Charles owns rental property in Cashiers, North Carolina since 2021 and is an officer of Ricky's Place, LLC, a recreation business in Birmingham, Alabama since 2023. He spends minimal time on each of these activities outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
July 2013 - Present · 12 yrs 10 mos
Morgan Stanley
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Sterne, Agee & Leach, INC.Broker
August 2007 - July 2013 · 5 yrs 11 mos
Sterne Agee Investment Advisors, INC.
August 2007 - July 2013 · 5 yrs 11 mos
Nbc Securities, INC.
September 2002 - August 2007 · 4 yrs 11 mos
Nbc Securities, INC.Broker
June 2002 - August 2007 · 5 yrs 2 mos
State Registrations34 states
ALARAZCACODCDEFLGAIAILINKYLAMAMDMIMNMOMSNCNENVNYOHOKORPASCSDTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Charles Norwood - Financial Advisor | TrueAdvisor