Mescal Smith is a registered investment advisor at Morgan Stanley, based in Spokane, WA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
717 West Sprague Avenue, Suite 500, Spokane, WA, 99201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2020 - Present · 6 yrs 4 mos
Morgan Stanley
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2009 - January 2020 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
October 2009 - January 2020 · 10 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Citigroup Global Markets INC.
June 2002 - June 2009 · 7 yrs
Citigroup Global Markets INC.Broker
June 2002 - June 2009 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2002 - May 2002 · 3 mos
State Registrations21 states
AKALAZCACOFLGAIDILMDMIMNMTNJNVNYOHORTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.