TrueAdvisor
TrueAdvisor
FR
CFP
FR
CFP

Frank Rosala

Lincoln Investment
19 Years of Experience
Fort Washington, PA
Broker
View SEC Summary
View SEC Summary

Frank Rosala is a CFP-designated registered investment advisor at Lincoln Investment, based in Fort Washington, PA, with 19 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 138,369 clients with $22B in assets under management.

Lincoln Investment
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
964 advisors
Number of Clients
138,369 clients
Average Client Portfolio
$159K average
Assets Under Management
$22.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$100
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual advisor fee is 1.25%, which is negotiable. Clients also pay platform fees ranging from 0.02% to 0.24% depending on the platform and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

601 Office Center Drive, Suite 300, Fort Washington, PA, 19034

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Lincoln InvestmentBroker
January 2022 - Present · 4 yrs 9 mos
Lincoln Investment
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Prudential Annuities Distributors, INCBroker
September 2015 - January 2022 · 6 yrs 4 mos
Ast Investment Services, INC.
September 2015 - November 2020 · 5 yrs 2 mos
Citizens Securities, INC.
October 2014 - September 2015 · 11 mos
Citizens Securities, INC.Broker
October 2014 - September 2015 · 11 mos
Resource Securities, INC.Broker
May 2012 - February 2013 · 9 mos
Chadwick Securities, INC.Broker
January 2007 - May 2011 · 4 yrs 4 mos
Anthem Securities, INC.Broker
August 2006 - January 2007 · 5 mos
Citigroup Global Markets INC.Broker
February 2006 - August 2006 · 6 mos
Legg Mason Wood Walker, IncorporatedBroker
May 2005 - February 2006 · 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2004 - March 2005 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2004 - March 2005 · 1 yr 2 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Fort Washington, PA →All financial advisors in Pennsylvania →