CB
CFP
CB
CFP

Christopher Bray

23 Years of Experience
Raleigh, NC
4 DisclosuresBroker

Christopher Bray is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Raleigh, NC, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

7100 Falls of Neuse Road, Raleigh, NC, 27615

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Denied
Employment Separation After Allegations
September 2010
Customer Dispute
May 2007
Denied
Criminal
June 1991
Final Disposition
Other Business Activities

Christopher is the President and a board member of Southern Order Memorial Foundation, dedicating minimal time. He is also a FID Bank employee, dedicating about half of his time, but has no bank responsibilities.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2020 - Present · 6 yrs 6 mos
Raymond James Financial Services Advisors, INC
January 2020 - Present · 6 yrs 6 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2013 - January 2020 · 7 yrs
Bb&t Securities, LLC
January 2013 - January 2020 · 7 yrs
Scott & Stringfellow, LLC
November 2010 - January 2013 · 2 yrs 2 mos
Scott & Stringfellow, LLCBroker
November 2010 - January 2013 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2010 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2010 · 1 yr
Banc of America Investment Services, INC.Broker
June 2004 - October 2009 · 5 yrs 4 mos
Banc of America Investment Services, INC.
June 2004 - October 2009 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2002 - June 2004 · 1 yr 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2002 - June 2004 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2002 - July 2002 · 3 mos
State Registrations18 states
ALAZCACOCTDCFLGAMDNCNHNJPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.