Christopher Bray is a CFP-designated registered investment advisor, based in Raleigh, NC, with 24 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3535 Glenwood Avenue, Raleigh, NC, 27612
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Regulatory History (4)
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Customer Dispute
September 2015Denied
Employment Separation After Allegations
September 2010Customer Dispute
May 2007Denied
Criminal
June 1991Final Disposition
Other Business Activities
Christopher is the President and a board member of Southern Order Memorial Foundation, dedicating minimal time. He is also a FID Bank employee, dedicating about half of his time, but has no bank responsibilities.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2020 - Present · 6 yrs 9 mos
Raymond James Financial Services Advisors, INC
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2013 - January 2020 · 7 yrs
Bb&t Securities, LLC
January 2013 - January 2020 · 7 yrs
Scott & Stringfellow, LLC
November 2010 - January 2013 · 2 yrs 2 mos
Scott & Stringfellow, LLCBroker
November 2010 - January 2013 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2010 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2010 · 1 yr
Banc of America Investment Services, INC.Broker
June 2004 - October 2009 · 5 yrs 4 mos
Banc of America Investment Services, INC.
June 2004 - October 2009 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2002 - June 2004 · 1 yr 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2002 - June 2004 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2002 - July 2002 · 3 mos
State Registrations19 states
ALAZCACOCTDCFLGAMDNCNHNJNVPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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