John Klein
John Klein is a registered investment advisor at Klein Financial Advisors, based in Rancho Mission Viejo, CA, with 25 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 14 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Klein Financial Advisors manages investments for a percentage of the value of your portfolio. The annual fee ranges from 0.30% to 2.00%, depending on the size and complexity of your account. This fee is paid quarterly. Alternatively, Klein Financial Advisors can charge a flat fee of $200 to $5,000 per year, paid quarterly. Klein Financial Advisors may also select and monitor other money managers, who will pay Klein Financial Advisors a portion of their fees; you do not pay Klein Financial Advisors directly for this service.
Location
Rancho Mission Viejo, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an insurance agent.
Employment History
Current Registrations
Klein Financial Advisors
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.