EL
EL

En-Yin Liu

22 Years of Experience
Los Angeles, CA
Broker

En-Yin Liu is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

En-Yin is on the advisory board for The Palos Verdes Assembly, a children/youth civic/community organization, since August 2023. This involves accounting/bookkeeping and takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 2005 - June 2009 · 3 yrs 11 mos
Citigroup Global Markets INC.Broker
July 2005 - June 2009 · 3 yrs 11 mos
Citicorp Investment ServicesBroker
February 2004 - July 2005 · 1 yr 5 mos
Oppenheimer Asset Management INC.
September 2003 - October 2003 · 1 mo
Oppenheimer & CO. INC.Broker
June 2003 - October 2003 · 4 mos
State Registrations42 states
ALAZCACOCTDCDEFLGAHIIDILINKSKYLAMAMDMIMOMSMTNCNHNJNMNVNYOHOKORPAPRSCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.