Monica Farrell

15 Years of Experience

Rock Hill, SC

Broker

Monica Farrell is a registered investment advisor at Ameriprise Financial Services, LLC, based in Rock Hill, SC, with 15 years of industry experience. Monica operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Ameriprise Financial Services, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

12781 advisors

Number of Clients

1,330,280 clients

Average Client Portfolio

$424K average

Assets Under Management

$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Rock Hill, SC

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.