Roger Klimek
Roger Klimek is a registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 24 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3509 W 29th St, Minneapolis, MN, 55146
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger owns and manages R. Klimek, Inc., a tax/accounting practice, dedicating full-time hours to it. He also owns and advises for Klimek Wealth Management LLC, spending about a third of his time on this investment-related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Hochman & Baker Securities, INC.Broker
State Registrations2 states
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