Brian Oswald
Brian Oswald is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sturgis, MI, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
125 East Chicago Road, Sturgis, MI, 49091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian writes non-variable insurance and fixed products through an agency, dedicating a few hours per week to these activities. He also serves on the finance committee for his church and is a Director and Vice President of Oakleaf Financial Services, spending a few hours per week on each.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Investment Advisors
Proequities, INC.Broker
State Registrations22 states
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