MG
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Michael Gurzi

23 Years of Experience
Lafayette, LA
2 DisclosuresBroker

Michael Gurzi is a registered investment advisor at Cetera Investment Advisers LLC, based in Lafayette, LA, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1201 Camellia Blvd Ste 209, Lafayette, LA, 70508

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Settled
Customer Dispute
March 2015
Settled
Other Business Activities

Michael is the President of Canam Wealth Advisors LLC, spending nearly full-time on this investment-related activity. He also works as an Aquatics Director for Lafayette Consolidated Government Parks and Recreation Department, dedicating about 10-20% of his time to developing new swimming activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
September 2015 - May 2021 · 5 yrs 8 mos
Summit Brokerage Services, INC.Broker
September 2015 - September 2019 · 4 yrs
Royal Alliance Associates, INC.
April 2010 - October 2015 · 5 yrs 6 mos
Royal Alliance Associates, INC.Broker
June 2006 - October 2015 · 9 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2005 - June 2006 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - June 2006 · 1 yr 2 mos
Banc One Securities CorporationBroker
December 2003 - March 2005 · 1 yr 3 mos
Metlife Securities INC.Broker
September 2002 - October 2003 · 1 yr 1 mo
Metropolitan Life Insurance CompanyBroker
September 2002 - October 2003 · 1 yr 1 mo
Nylife Securities INC.Broker
May 2002 - August 2002 · 3 mos
Metropolitan Life Insurance CompanyBroker
April 2002 - May 2002 · 1 mo
Metlife Securities INC.Broker
April 2002 - May 2002 · 1 mo
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.