CS
CFP
CS
CFP

Carolyn Sanderson

23 Years of Experience
Lawrenceville, NJ
Broker

Carolyn Sanderson is a CFP-designated registered investment advisor at Morgan Stanley, based in Lawrenceville, NJ, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Lenox Drive, Suite 300, Lawrenceville, NJ, 08648

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carolyn serves as a trustee/co-trustee and holds power of attorney, dedicating minimal time outside business hours to these investment-related activities. She is also a board member for The Watershed Institute and CIEE, focusing on environmental and educational causes, respectively.

Employment History
Current Registrations
Morgan StanleyBroker
September 2014 - Present · 11 yrs 8 mos
Morgan Stanley
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - September 2014 · 5 yrs 11 mos
J.P. Morgan Securities LLC
October 2008 - September 2014 · 5 yrs 11 mos
J. P. Morgan Securities INC.
December 2006 - October 2008 · 1 yr 10 mos
J.P. Morgan Securities INC.Broker
December 2006 - October 2008 · 1 yr 10 mos
Ust Securities CORP.Broker
October 2002 - November 2006 · 4 yrs 1 mo
State Registrations29 states
AZCACOCTDCDEFLGAIDILLAMAMDMEMIMNNCNJNVNYOHPARITXUTVAVTWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carolyn Sanderson - Financial Advisor | TrueAdvisor