Erin Ellis is a registered investment advisor, based in Reno, NV, with 19 years of industry experience.
Location
6850 Prestwick Cir, Reno, NV, 89502
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Erin is involved with Total Root Concepts, delivering educational content and providing travel assistant administrative services, dedicating minimal time. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2026 - Present · 4 mos
Raymond James Financial Services Advisors, INC
March 2026 - Present · 4 mos
Previous Registrations
Stifel Independent Advisors, LLCBroker
July 2009 - March 2026 · 16 yrs 8 mos
Stifel Independent Advisors, LLC
July 2009 - March 2026 · 16 yrs 8 mos
Wells Fargo Advisors, LLC
June 2009 - July 2009 · 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - July 2009 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
December 2006 - January 2008 · 1 yr 1 mo
Digitaloffering, INC.Broker
April 2002 - August 2002 · 4 mos
State Registrations5 states
CAMTNVORUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.