Steven Harrell
Steven Harrell is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Pleasant Garden, NC, with 23 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
1196 Legacy Fare Drive, Pleasant Garden, NC, 27313
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven owns Bennett Financial Inc. where he sells life insurance and long-term care insurance, dedicating about 10-20% of his time, including some hours during trading hours. Steven also owns or co-owns multiple rental properties and farms, and works as a preacher at small churches, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Capital Investment Group, INC.Broker
Capital Investment Advisory Services, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
MML Investors Services, LLCBroker
State Registrations22 states
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