LM
LM

Louis Moya

23 Years of Experience
Miami, FL
Broker

Louis Moya is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Louis is an officer of Legmo Holdings II LLC (since 2017) and Legmo Holdings LLC (since 2020), both real estate businesses. These activities are administrative and do not require a significant time commitment.

Employment History
Current Registrations
Morgan Stanley
April 2016 - Present · 10 yrs 5 mos
Morgan StanleyBroker
April 2016 - Present · 10 yrs 5 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
March 2015 - May 2016 · 1 yr 2 mos
Credit Suisse Securities (USA) LLCBroker
March 2014 - May 2016 · 2 yrs 2 mos
Bnp Paribas Investment Services, LLCBroker
March 2002 - March 2014 · 12 yrs
State Registrations26 states
CACOCTDCDEFLGAIDMAMDMEMIMONCNJNVNYOHORPRSCSDTXUTVirgin IslandsWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Moya - Financial Advisor | TrueAdvisor