Andrew Ramos is a registered investment advisor at LPL Financial LLC, based in Prairie Village, KS, with 23 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Suite 158, Prairie Village, KS, 66208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew operates Convergence Financial, LLC as a DBA for his LPL business and as a Registered Investment Advisor, dedicating full-time hours to each. He also serves as Chief of Staff in the US Army Reserve, committing about 10% of his time, and operates Ramos Group as a DBA for his LPL business, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
Convergence Financial
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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