David Shober is a registered investment advisor, based in Austin, TX, with 23 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2020Denied
Other Business ActivitiesSells Insurance
David is the owner of SZC Financial Planning & Management, where he works full-time as a registered representative. He also works minimal time as the owner of SZC Financial (Insurance) offering fixed annuities, life, and LTC insurance, and owns rental real estate property.
Employment History
Current Registrations
Kestra Advisory Services, LLC
May 2024 - Present · 2 yrs 4 mos
Kestra Investment Services, LLCBroker
May 2024 - Present · 2 yrs 4 mos
Previous Registrations
Osaic Wealth, INC.Broker
January 2024 - May 2024 · 4 mos
Osaic Wealth, INC.
January 2024 - May 2024 · 4 mos
Woodbury Financial Services, INC.
July 2017 - January 2024 · 6 yrs 6 mos
Woodbury Financial Services, INC.Broker
July 2017 - January 2024 · 6 yrs 6 mos
Securities Service Network, INC.Broker
November 2016 - June 2017 · 7 mos
Ssn Advisory, INC.
November 2016 - June 2017 · 7 mos
Aci Partners, LLC
September 2013 - December 2016 · 3 yrs 3 mos
National Planning Corporation ("npc of America" in Fl & Ny)
September 2006 - November 2016 · 10 yrs 2 mos
National Planning CorporationBroker
August 2006 - November 2016 · 10 yrs 3 mos
Banc of America Investment Services, INC.
January 2005 - January 2006 · 1 yr
Banc of America Investment Services, INC.Broker
January 2005 - January 2006 · 1 yr
Suntrust Securities, INC.
April 2004 - December 2004 · 8 mos
Suntrust Securities, INC.Broker
February 2002 - December 2004 · 2 yrs 10 mos
State Registrations12 states
DCDEFLGAMDNCNVNYPAVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.