Chaim Rosenbaum is a registered investment advisor at RBC Capital Markets, LLC, based in Seattle, WA, with 23 years of industry experience. Chaim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
401 Union Street, Suite 3600, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Chaim is an employee and coach trainer for Lake Union Crew since 2016, and an instructor for Mount Baker Rowing and Sailing Center since 2018, dedicating a few hours per week to each. He also serves as a finance committee member for the Hearing, Speech & Deaf Center, spending minimal time on this activity.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Morton Clarke Burns Fu & Metcalf INC.Broker
Jencks & Company LLCBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.