HF
HF

Halina Fiedorowicz

24 Years of Experience
Farmington, CT
Broker

Halina Fiedorowicz is a registered investment advisor at RBC Capital Markets, LLC, based in Farmington, CT, with 24 years of industry experience. Halina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

30 Batterson Park Road, Suite 350, Farmington, CT, 06032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLCBroker
August 2015 - Present · 10 yrs 11 mos
RBC Capital Markets, LLC
August 2015 - Present · 10 yrs 11 mos
RBC Capital Markets, LLC
August 2015 - Present · 10 yrs 11 mos
Previous Registrations
Commonwealth Financial Network
August 2015 - September 2015 · 1 mo
Commonwealth Financial NetworkBroker
May 2008 - September 2015 · 7 yrs 4 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2008 · 3 yrs 7 mos
Banc of America Investment Services, INC.
October 2004 - May 2008 · 3 yrs 7 mos
Quick & Reilly, INC.
August 2004 - October 2004 · 2 mos
Quick & Reilly, INC.Broker
February 2002 - October 2004 · 2 yrs 8 mos
State Registrations32 states
AKARAZCACOCTFLGAILINKSKYMAMDMEMINCNHNJNVNYOHPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.