BH
BH
Bret Hartman is a registered investment advisor, based in Cortland, NY, with 21 years of industry experience. Bret is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1 N Main Street, Suite 301, Cortland, NY, 13045
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2020Settled
Customer Dispute
June 2020Settled
Customer Dispute
May 2020Settled
Other Business ActivitiesSells Insurance
Bret is a co-trustee for the Hartman Family Irrevocable Trust, managing utilities and taxes for family cottages. He also owns and manages four rental properties, sells life insurance (permanent and term), operates Upskill Wealth Management, and is a member of Upskill Tax Services.
Employment History
Current Registrations
Cetera Wealth Services, LLC
January 2026 - Present · 9 mos
Cetera Investment Advisers LLC
January 2026 - Present · 9 mos
Cetera Wealth Services, LLCBroker
January 2026 - Present · 9 mos
Previous Registrations
Bfc Planning, INC.
September 2020 - February 2026 · 5 yrs 5 mos
Berthel, Fisher & Company Financial Services, INC.Broker
September 2020 - February 2026 · 5 yrs 5 mos
LPL Financial LLC
October 2011 - September 2020 · 8 yrs 11 mos
LPL Financial LLCBroker
October 2011 - September 2020 · 8 yrs 11 mos
Uvest Financial Services Group, INC.Broker
June 2010 - October 2011 · 1 yr 4 mos
Uvest Financial Services Group, INC.
June 2010 - October 2011 · 1 yr 4 mos
Chase Investment Services CORP.
October 2009 - June 2010 · 8 mos
Chase Investment Services CORP.Broker
September 2009 - June 2010 · 9 mos
Chase Investment Services CORP.
May 2004 - August 2006 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
April 2004 - August 2006 · 2 yrs 4 mos
AXA Advisors, LLCBroker
March 2002 - December 2003 · 1 yr 9 mos
State Registrations10 states
ARFLMENCNJNYPASCTNVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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