Daniel Grote
Daniel Grote is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 24 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2373 Central Park Blvd #100, Denver, CO, 80238
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2017Other Business ActivitiesSells Insurance
Daniel operates Latitude Financial Group LLC as a DBA for his LPL business, dedicating approximately 10-20% of his time. He also engages in non-variable insurance activities, dedicating minimal time to one and about half of his time to another, and drives for Uber/Lyft a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
New England SecuritiesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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