Daniel Grote
Daniel Grote is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2373 Central Park Blvd #100, Denver, CO, 80238
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2017Other Business ActivitiesSells Insurance
Daniel operates Latitude Financial Group LLC as a DBA for his LPL business, dedicating approximately 10-20% of his time. He also engages in non-variable insurance activities, dedicating minimal time to one and about half of his time to another, and drives for Uber/Lyft a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
New England SecuritiesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.