CA
CA
Chad Anderson
19 Years of Experience
El Segundo, CA
Broker
Chad Anderson is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 19 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
El Segundo, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Cetera Advisors LLC
April 2016 - Present · 10 yrs 1 mo
Cetera Financial Specialists LLC
April 2016 - Present · 10 yrs 1 mo
Cetera Wealth Services, LLC
April 2016 - Present · 10 yrs 1 mo
Cetera Advisors LLCBroker
April 2016 - Present · 10 yrs 1 mo
Cetera Financial Specialists LLCBroker
April 2016 - Present · 10 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2016 - Present · 10 yrs 1 mo
Cetera Investment Services LLCBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Summit Brokerage Services, INC.Broker
October 2018 - December 2019 · 1 yr 2 mos
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
January 2009 - September 2022 · 13 yrs 8 mos
First Allied Securities, INC.
January 2009 - July 2012 · 3 yrs 6 mos
Ameriprise Financial Services, INC.Broker
May 2008 - September 2008 · 4 mos
First Allied Securities, INC.Broker
September 2006 - May 2008 · 1 yr 8 mos
Linsco/private Ledger CORP.Broker
December 2005 - September 2006 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.