Raymond Lucia
Raymond Lucia is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16789 Bernardo Center Dr, San Diego, CA, 92128
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Raymond is involved in several business activities, including Lucia Management Company, Lucia Capital Group, RJL Licensing, Lucia Capital Group LLC, 15 Equity LLC, Shift 45 LLC, LCG Financial Partners, LCG Financial Partners LLC, BucketsFP LLC, Quotient Advisor Community, and Quotient Technologies. He also hosts a podcast called Vaulted Views and works as an agent for Westland Financial Services Inc. selling non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Pinhook Capital, LLC
Lucia Capital Group
Lucia Securities, LLCBroker
First Allied Securities, INC.Broker
Lucia Financial LLCBroker
Rjl Advisors
Securities America, INC.Broker
Raymond J. Lucia Companies, INC.
24-7 Financial
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.