TM
TM
Tracie Manning
18 Years of Experience
Middleburg, FL
2 DisclosuresBroker
Tracie Manning is a registered investment advisor at Morgan Stanley, based in Middleburg, FL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Middleburg, FL
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Regulatory History (2)
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Financial
October 2025Final
Financial
April 2023Final
Other Business Activities
Tracie is the owner of an investment-related business in Middleburg, Florida, since March 2023. This activity does not take place during or after business hours.
Employment History
Current Registrations
Morgan Stanley
April 2011 - Present · 15 yrs 3 mos
Morgan Stanley
April 2011 - Present · 15 yrs 3 mos
Morgan StanleyBroker
April 2011 - Present · 15 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2009 - March 2011 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2007 - March 2011 · 3 yrs 8 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.