RD
CFP
RD
CFP
Richard Dunn is a CFP-designated registered investment advisor, based in Saint Paul, MN, with 22 years of industry experience.
Location
Saint Paul, MN
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2013Settled
Other Business ActivitiesSells Insurance
Richard is a member/principal financial planner at Dunncreek Advisors LLC, providing financial planning, investment management, and insurance advice. He is also an insurance agent with Avantax Insurance Agency/Services and president of the White Bear Avenue Business Association, dedicating minimal time to the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
October 2024 - September 2025 · 11 mos
Avantax Investment Services, INC.Broker
October 2024 - September 2025 · 11 mos
Osaic Wealth, INC.Broker
February 2020 - October 2024 · 4 yrs 8 mos
Osaic Wealth, INC.
February 2020 - October 2024 · 4 yrs 8 mos
Advisornet Wealth Management
November 2013 - February 2020 · 6 yrs 3 mos
Ridgeway Conger Advisory Services
March 2011 - July 2012 · 1 yr 4 mos
Ameriprise Financial Services, INC.
October 2009 - March 2011 · 1 yr 5 mos
Ameriprise Financial Services, INC.Broker
October 2009 - March 2011 · 1 yr 5 mos
Ameriprise Advisor Services, INC.
April 2009 - October 2009 · 6 mos
Ameriprise Advisor Services, INC.Broker
January 2009 - October 2009 · 9 mos
Edward JonesBroker
April 2002 - January 2009 · 6 yrs 9 mos
State Registrations12 states
AZCACOFLILMNNCOHPASDTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.