Plato Guerre
Plato Guerre is a registered investment advisor at Osaic Wealth, INC., based in Camarillo, CA, with 24 years of industry experience. Plato operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
770 Paseo Camarillo, Suite 130, Camarillo, CA, 93010
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Regulatory History (1)
Customer Dispute
May 2023Other Business ActivitiesSells Insurance
Plato is a statutory agent for Independent Capital Management, Inc. and is involved in insurance-related activities, including sales. He also owns Pro.Act Wealth Solutions, LLC, where he manages client portfolios and provides financial planning services, dedicating nearly full-time hours to this endeavor.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.