James Weiss
James Weiss is a ChFC-designated registered investment advisor at Weiss Financial Group, LLC, based in Johnston, IA, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 33 clients with $3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2M+ | 0.50% |
The specific fee charged to each client will vary and is also negotiable based on the investment adviser representative providing the services, the type of client, the complexity of the client's situation, the potential for additional account deposits, the relationship of the client with the investment adviser representative, third-party investment advisers used, and the total amount of assets under management for the client.
Fee Estimator
Location
Johnston, IA
Get directionsHistory
Regulatory History (3)
Criminal
July 2022Criminal
April 2022Criminal
May 1991Other Business ActivitiesSells Insurance
James owns JW Elite Holdings, Inc., a holding company that owns JW Elite Financial, LLC (a branding company), JW Elite Insurance, LLC (an insurance agency), JW Elite Real Estate, and Weiss Financial Group, LLC. James spends about a quarter of his time on these outside activities.
Employment History
Current Registrations
Weiss Financial Group, LLC
Previous Registrations
Elite Retirement Planning, LLC
Global Financial Private Capital, LLC
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.