Thor Nelson is a registered investment advisor, based in Minneapolis, MN, with 19 years of industry experience.
Location
901 3rd Ave S, Minneapolis, MN, 55402-3367
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thor is a member of Cloverwood Real Estate LLC since 2021, providing capital but having no operating duties. This activity requires minimal time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2014 - Present · 11 yrs 11 mos
American Enterprise Investment Services INC.
October 2014 - Present · 11 yrs 11 mos
Riversource Distributors, INC.
October 2014 - Present · 11 yrs 11 mos
Ameriprise Financial Services, LLCBroker
October 2014 - Present · 11 yrs 11 mos
American Enterprise Investment Services INC.Broker
October 2014 - Present · 11 yrs 11 mos
Riversource Distributors, INC.Broker
October 2014 - Present · 11 yrs 11 mos
Ameriprise Financial Services, LLC
September 2014 - Present · 12 yrs
Previous Registrations
RBC Capital Markets, LLC
October 2007 - December 2013 · 6 yrs 2 mos
RBC Capital Markets, LLCBroker
December 2005 - December 2013 · 8 yrs
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.