Dwayne Powell
Dwayne Powell is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Hendersonville, NC, with 24 years of industry experience. Dwayne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.
Location
101 E Allen St., Ste 219, Hendersonville, NC, 28792
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2020Other Business Activities
Dwayne is the Vice Chairman of Little League Baseball, dedicating about a quarter of his time to coaching and program organization. He also serves as an advisory board member for Western Carolina University and treasurer for Chuck Owenby's Sheriff campaign, dedicating minimal time to each.
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Uvest Financial Services And/or Compass Capital
Uvest Financial Services Group, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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