KB
KB
Kay Bowers
20 Years of Experience
Westlake Village, CA
2 DisclosuresBroker
Kay Bowers is a registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 20 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
3059 Townsgate Rd 4th Fl/Ste 400, [Ld-Rbo], Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (2)
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Financial
March 2017Final
Financial
January 2017Final
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2021 - Present · 4 yrs 9 mos
Wells Fargo Advisors
October 2021 - Present · 4 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - October 2021 · 9 yrs
J.P. Morgan Securities LLCBroker
October 2012 - October 2021 · 9 yrs
Chase Investment Services CORP.Broker
February 2011 - October 2012 · 1 yr 8 mos
Chase Investment Services CORP.
February 2011 - October 2012 · 1 yr 8 mos
Wamu Investments, INC.
August 2008 - March 2009 · 7 mos
Wamu Investments, INC.Broker
August 2008 - March 2009 · 7 mos
Citigroup Global Markets INC.Broker
November 2007 - July 2008 · 8 mos
Citigroup Global Markets INC.
September 2007 - July 2008 · 10 mos
Wells Fargo Investments, LLC
November 2003 - August 2006 · 2 yrs 9 mos
Wells Fargo Investments, LLCBroker
September 2003 - August 2006 · 2 yrs 11 mos
Sunamerica Securities, INC.Broker
May 2002 - June 2003 · 1 yr 1 mo
State Registrations3 states
CANVWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.