John Fauci is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 13 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
388 Greenwich Street, Tower Building, New York, NY, 10013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a 25% owner member managed of LPFS 1 Holdings LLC, a residential property rental and leasing business, since 2022. He spends minimal time on this activity.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations1 state
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