Louis Tucci is a registered investment advisor, based in North Haledon, NJ, with 23 years of industry experience.
Location
North Haledon, NJ
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Regulatory History (1)
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Customer Dispute
February 2008Settled
Other Business Activities
Louis is a financial advisor doing business as L. Tucci Financial, LLC, dedicating about a quarter of his time to this. He also provides commercial real estate consulting services through Wealthstone Group, spending a few hours per week on this activity.
Employment History
Current Registrations
Arkadios Capital
February 2024 - Present · 2 yrs 3 mos
Arkadios Wealth Advisors
February 2024 - Present · 2 yrs 3 mos
Arkadios CapitalBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Realta Investment Advisors, INC
July 2022 - February 2024 · 1 yr 7 mos
Realta Equities, INC.Broker
July 2022 - February 2024 · 1 yr 7 mos
Securities America, INC.Broker
January 2013 - August 2022 · 9 yrs 7 mos
Securities America Advisors, INC.
January 2013 - August 2022 · 9 yrs 7 mos
MML Investors Services, LLC
May 2009 - January 2013 · 3 yrs 8 mos
MML Investors Services, LLCBroker
December 2005 - January 2013 · 7 yrs 1 mo
Cadaret, Grant & CO., INC.Broker
February 2003 - November 2005 · 2 yrs 9 mos
Investment Advisors & Consultants, INC.Broker
April 2002 - October 2002 · 6 mos
State Registrations15 states
CACOCTDEFLMAMNNCNJNYOHPASCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.