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Douglas Roskos

Raymond James Financial Services Advisors, INC
24 Years of Experience
Moorestown, NJ
1 DisclosureBroker
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Douglas Roskos is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Moorestown, NJ, with 24 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6696 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

217B Chester Avenue, Moorestown, NJ, 08057

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Douglas owns rental real estate since 2010 and is a partner in Uncle Dave's Homemade Ice Cream LLC since 2007, dedicating minimal time to each. He also works as an independent contractor for Roskos Wealth Management LLC, taking about half of his time to conduct business for clients under RJFS.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
June 2023 - Present · 3 yrs 4 mos
Raymond James Financial Services Advisors, INC
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2006 - June 2023 · 16 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2006 - June 2023 · 16 yrs 6 mos
Citigroup Global Markets INC.
April 2002 - December 2006 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
March 2002 - December 2006 · 4 yrs 9 mos
State Registrations16 states
AZCACODEFLKSMAMDNCNJNYPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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