Brian Smith is a registered investment advisor at Morgan Stanley, based in Nashville, TN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3102 West End Avenue, Suite 200, Nashville, TN, 37203
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Regulatory History (1)
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Customer Dispute
January 2012Denied
Employment History
Current Registrations
Morgan StanleyBroker
October 2011 - Present · 14 yrs 7 mos
Morgan Stanley
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
February 2007 - October 2011 · 4 yrs 8 mos
Morgan Keegan & Company, INC.
February 2007 - October 2011 · 4 yrs 8 mos
Amsouth Investment Management Company LLC
December 2003 - February 2007 · 3 yrs 2 mos
Amsouth Investment Services, INC.Broker
August 2003 - February 2007 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
April 2002 - August 2003 · 1 yr 4 mos
State Registrations24 states
ALARAZCACOFLGAIAIDILINKYMDMIMSMTNCNYOHSCTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.