Kenneth Zupo is a registered investment advisor at Emerson Equity LLC, based in Irvine, CA, with 22 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
9940 Research Drive Suite 200, Irvine, CA, 92618
Get directionsHistory
Regulatory History (5)
Judgment / Lien
June 2019Judgment / Lien
August 2015Customer Dispute
August 2007Customer Dispute
March 2006Criminal
January 1995Other Business Activities
Kenneth works as a soccer referee, officiating high school and collegiate games since November 2021. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Emerson Equity LLC
Previous Registrations
Frontier Wealth Strategies INC.
Whitehall-Parker Securities, INC
Whitehall-Parker Securities, INC.Broker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.