CK
CK

Carlos Kuri

23 Years of Experience
Houston, TX
Broker

Carlos Kuri is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carlos is the president of Carlos Kuri Incorporated (textiles) and Baniff Intl Inc. He is also president of 2007 Katania LLC (rent & tax matters), owner of Ozone Incorporated (marketing of private label garments), president of Yarnco Inc, a partner in Piney Limited Partnership (private placement), on the advisory board for Erika Blumenfeld Studio Lab, LLC (art/culture), and an owner of rental property. These activities take minimal time.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
January 2008 - June 2009 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2002 - January 2008 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2002 - January 2008 · 5 yrs 8 mos
State Registrations13 states
CACOCTDEFLILLANJNYSDTXVirgin IslandsWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carlos Kuri - Financial Advisor | TrueAdvisor