Rose Joyce is a registered investment advisor at Allstate Financial Advisors, LLC, based in Ocala, FL, with 19 years of industry experience. Rose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.
Location
Ocala, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Allstate Financial Services, LLC
Previous Registrations
Empower Advisory Group, LLC
Empower Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Raymond James Financial Services, INC.Broker
Morgan StanleyBroker
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Horizon Advisors, INC
First Horizon Advisors, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Citizens Securities, INC.
Citizens Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
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LPL Financial LLC
M&t Securities, INC.
M&t Securities, INC.Broker
LPL Financial LLCBroker
Uvest Financial Services Group, INC.Broker
Hsbc Brokerage (USA) INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.