Katherine Schneider is a CFP-designated registered investment advisor, based in Morris Plains, NJ, with 23 years of industry experience.
Location
Morris Plains, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine is an agent for Avantax Insurance Services, selling various annuity and insurance products since 2011. She also owns Katherine Schneider LLC, a tax practice where she prepares tax returns and provides tax planning for up to 100 clients, dedicating about a third of her time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
H.D. Vest Advisory Services, INC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations10 states
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