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George Moore

22 Years of Experience
Newburyport, MA
Broker

George Moore is a registered investment advisor at John Hancock Investment Management LLC, based in Newburyport, MA, with 22 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Newburyport, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
John Hancock Investment Management LLC
May 2025 - Present · 1 yr 2 mos
John Hancock Investment Management Distributors LLC
April 2025 - Present · 1 yr 3 mos
John Hancock Investment Management Distributors LLCBroker
April 2025 - Present · 1 yr 3 mos
Previous Registrations
Franklin Distributors, LLCBroker
July 2024 - December 2024 · 5 mos
Putnam Investment Management, LLC
May 2010 - December 2024 · 14 yrs 7 mos
Putnam Retail Management Limited PartnershipBroker
April 2010 - July 2024 · 14 yrs 3 mos
Putnam Investment Management, LLC
June 2008 - February 2009 · 8 mos
Putnam Investment Management, LLC
June 2005 - June 2008 · 3 yrs
Putnam Retail Management Limited PartnershipBroker
April 2002 - February 2009 · 6 yrs 10 mos
State Registrations51 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
George Moore - Financial Advisor | TrueAdvisor