Samuel Bennett
Samuel Bennett is a CFP-designated registered investment advisor at LPL Financial LLC, based in Marquette, MI, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
220 West Washington St Ste 430, Marquette, MI, 49855
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Regulatory History (1)
Customer Dispute
March 2015Other Business Activities
Samuel sub-leases his conference room to an attorney firm and operates Superior Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours to it. He also manages Superior Wealth Management, LLC and works as an artist/musician under the name Tuesday Jones.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.Broker
Citigroup Global Markets INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.