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CFP
SB
CFP

Samuel Bennett

LPL Financial LLC
24 Years of Experience
Marquette, MI
1 DisclosureBroker
View SEC Summary
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Samuel Bennett is a CFP-designated registered investment advisor at LPL Financial LLC, based in Marquette, MI, with 24 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

220 West Washington St Ste 430, Marquette, MI, 49855

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Samuel sub-leases his conference room to an attorney firm and operates Superior Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours to it. He also manages Superior Wealth Management, LLC and works as an artist/musician under the name Tuesday Jones.

Employment History
Current Registrations
LPL Financial LLC
February 2024 - Present · 2 yrs 8 mos
LPL Financial LLCBroker
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - February 2024 · 5 mos
Osaic Wealth, INC.
September 2023 - February 2024 · 5 mos
Sagepoint Financial, INC.
February 2019 - September 2023 · 4 yrs 7 mos
Sagepoint Financial, INC.Broker
January 2019 - September 2023 · 4 yrs 8 mos
Wells Fargo Clearing Services, LLC
September 2010 - January 2019 · 8 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - January 2019 · 11 yrs
A. G. Edwards & Sons, INC.Broker
November 2003 - January 2008 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2002 - December 2003 · 1 yr 8 mos
State Registrations10 states
AZCAFLILMAMIMNNCWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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